Investor Relations

SEC Filings

SEC Filing Keyword Search

Filing date Form Description Filing Group View
SC TO-C

Written public communication relating to an issuer or third party tender offer
Mergers & Acquisitions
0001193125-09-146465.rtf
0001193125-09-146465.xls
0001193125-09-146465.pdf
SC TO-C

Written public communication relating to an issuer or third party tender offer
Mergers & Acquisitions
0001193125-09-148749.rtf
0001193125-09-148749.xls
0001193125-09-148749.pdf
AW

Withdrawal of amendment to registration statement filed under the Securities Act
Other
0001044435-16-000166.rtf
0001044435-16-000166.pdf
UPLOAD

UPLOAD
Other
0000000000-05-023363.rtf
0000000000-05-023363.pdf
UPLOAD

UPLOAD
Other
0000000000-14-047371.pdf
UPLOAD

UPLOAD
Other
0000000000-16-076110.pdf
UPLOAD

UPLOAD
Other
0000000000-09-070098.pdf
UPLOAD

UPLOAD
Other
0000000000-07-052663.pdf
UPLOAD

UPLOAD
Other
0000000000-09-038439.pdf
UPLOAD

UPLOAD
Other
0000000000-09-062060.pdf

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Restrictions on Ownership of 5% or more of P10 Stock

P10’s Certificate of Incorporation contains certain provisions for the protection of tax benefits relating to P10’s net operating losses. Such provisions generally void transfers of shares that would result in the creation of a new 4.99% shareholder or result in an existing 4.99% shareholder acquiring additional shares of P10.