SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Blatherwick Nell M.

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
P10, Inc. [ PX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Rule 10b5-1(c) Transaction Indication

  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit(1) $0.00 03/04/2024 A 4,318 03/04/2025(8) 03/04/2026 Class A Common Stock 4,318 $0.00 4,318 D
Restricted Stock Unit(2) $0.00 03/04/2024 A 8,815 03/04/2025(8) 03/04/2026 Class A Common Stock 8,815 $0.00 8,815 D
Restricted Stock Unit(3) $0.00 03/04/2024 A 33,392 03/04/2025(8) 03/04/2026 Class A Common Stock 33,392 $0.00 33,392 D
Restricted Stock Unit(4) $0.00 03/04/2024 A 16,696 03/04/2025(8) 03/04/2026 Class A Common Stock 16,696 $0.00 16,696 D
Restricted Stock Unit(5) $0.00 03/04/2024 A 63,330 03/04/2025(8) 03/04/2026 Class A Common Stock 63,330 $0.00 63,330 D
Restricted Stock Unit(6) $0.00 03/04/2024 A 63,330 03/04/2025(8) 03/04/2026 Class A Common Stock 63,330 $0.00 63,330 D
Stock Options(1) $7.99 03/04/2024 A 30,000 (9) 03/04/2034 Class A Common Stock 30,000 $0.00 30,000 D
Stock Options(2) $7.99 03/04/2024 A 30,000 (9) 03/04/2034 Class A Common Stock 30,000 $0.00 30,000 D
Stock Options(3) $7.99 03/04/2024 A 11,657 (9) 03/04/2034 Class A Common Stock 11,657 $0.00 11,657 D
Stock Options(4) $7.99 03/04/2024 A 11,657 (9) 03/04/2034 Class A Common Stock 11,657 $0.00 11,657 D
Stock Options(5) $7.99 03/04/2024 A 11,656 (9) 03/04/2034 Class A Common Stock 11,656 $0.00 11,656 D
Stock Options(6) $7.99 03/04/2024 A 11,657 (9) 03/04/2034 Class A Common Stock 11,657 $0.00 11,657 D
Stock Options(7) $7.99 03/04/2024 A 20,000 (9) 03/04/2034 Class A Common Stock 20,000 $0.00 20,000 D
1. Name and Address of Reporting Person*
Blatherwick Nell M.

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Nelson Andrew Rowan

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Charles K. Huebner Trust

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Thomas P. Danis, Jr. Revocable Living Trust dated March 10, 2003

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Jon I. Madorsky Revocable Trust dated December 1, 2008

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Abell Alexander I.

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Feinglass Michael

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
Explanation of Responses:
1. Line item reflects ownership and transactions for N. Blatherwick.
2. Line item reflects ownership and transactions for A. Nelson
3. Line item reflects ownership and transactions for, and these securities are held directly by, C. Huebner
4. Line item reflects ownership and transactions for, and these securities are held directly by, T. Danis.
5. Line item reflects ownership and transactions for, and these securities are held directly by, J. Madorsky.
6. Line item reflects ownership and transactions for A. Abell.
7. Line item reflects ownership and transactions for M. Feinglass.
8. Restricted stock units vest one year from the date of grant, subject to continuous employment through the vesting date.
9. 25% of the options vest on the second, third, fourth and fifth anniversary of the applicable grant date, subject to continuous employment through the vesting date and earlier vesting upon the occurrence of certain events.
Remarks:
This Form 4 is being filed on behalf of (i) Nell M. Blatherwick, (ii) Andrew R. Nelson, (iii) the Charles K. Huebner Trust (the "Huebner Trust") and Charles K. Huebner, as trustee of the Huebner Trust, (iv) the Thomas P. Danis Revocable Living Trust (the "Danis Trust") and Thomas P. Danis, as trustee of the Danis Trust, (v) the Jon I. Madorsky Revocable Trust (the "Madorsky Trust") and Jon I. Madorsky, as trustee of the Madorsky Trust, (vi) Alexander I. Abell, and (vii) Michael Feinglass (collectively, the "Reporting Persons"). The Reporting Persons may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer held by each other Reporting Person, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are beneficial owners of the securities of the Issuer reported herein. The securities reported herein do not include shares of Class B Common Stock that may be held by the Reporting Persons or securities held by any other group member other than the Reporting Persons.
/s/Amanda Coussens, Attorney in Fact for the Reporting Persons 03/06/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.