SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Blatherwick Nell M.

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
P10, Inc. [ PX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock(1)(2)(3) 03/02/2023 M 4,612 A $0.00 5,999 D
Class A Common Stock(1)(2)(3) 03/02/2023 F 1,596 D $10.82 4,403 D
Class A Common Stock(1)(2)(4) 03/02/2023 M 4,612 A $0.00 5,999 D
Class A Common Stock(1)(2)(4) 03/02/2023 F 1,596 D $10.82 4,403 D
Class A Common Stock(1)(2)(5) 03/02/2023 M 16,770 A $0.00 16,770 D
Class A Common Stock(1)(2)(5) 03/02/2023 F 5,101 D $10.82 11,669 D
Class A Common Stock(1)(2)(6) 03/02/2023 M 16,770 A $0.00 16,770 D
Class A Common Stock(1)(2)(6) 03/02/2023 F 5,101 D $10.82 11,669 D
Class A Common Stock(1)(2)(7) 03/02/2023 M 33,540 A $0.00 33,540 D
Class A Common Stock(1)(2)(7) 03/02/2023 F 8,265 D $10.82 25,275 D
Class A Common Stock(1)(2)(8) 03/02/2023 M 16,770 A $0.00 19,546 D
Class A Common Stock(1)(2)(8) 03/02/2023 F 5,101 D $10.82 14,445 D
Class A Common Stock(1)(2)(9) 03/02/2023 M 33,540 A $0.00 33,540 D
Class A Common Stock(1)(2)(9) 03/02/2023 F 8,265 D $10.82 25,275 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units(3) $0.00 03/02/2023 M 4,612 03/02/2023 03/02/2023 Class A Common Stock 4,612 $0.00 0 D
Restricted Stock Units(4) $0.00 03/02/2023 M 4,612 03/02/2023 03/02/2023 Class A Common Stock 4,612 $0.00 0 D
Restricted Stock Units(5) $0.00 03/02/2023 M 16,770 03/02/2023 03/02/2023 Class A Common Stock 16,770 $0.00 0 D
Restricted Stock Units(6) $0.00 03/02/2023 M 16,770 03/02/2023 03/02/2023 Class A Common Stock 16,770 $0.00 0 D
Restricted Stock Units(7) $0.00 03/02/2023 M 33,540 03/02/2023 03/02/2023 Class A Common Stock 33,540 $0.00 0 D
Restricted Stock Units(8) $0.00 03/02/2023 M 16,770 03/02/2023 03/02/2023 Class A Common Stock 16,770 $0.00 0 D
Restricted Stock Units(9) $0.00 03/02/2023 M 35,540 03/02/2023 03/02/2023 Class A Common Stock 35,540 $0.00 0 D
Stock Options(3) $9.93 03/09/2023 A 8,999 03/09/2028(10) 03/09/2033 Class A Common Stock 8,999 $0.00 8,999 D
Stock Options(4) $9.93 03/09/2023 A 8,998 03/09/2028(10) 03/09/2033 Class A Common Stock 8,998 $0.00 8,998 D
Restricted Stock Units(3) $0.00 03/09/2023 A 5,195 03/09/2024(11) 03/09/2025 Class A Common Stock 5,195 $0.00 5,195 D
Restricted Stock Units(4) $0.00 03/09/2023 A 5,195 03/09/2024(11) 03/09/2025 Class A Common Stock 5,195 $0.00 5,195 D
Restricted Stock Units(5) $0.00 03/09/2023 A 17,982 03/09/2024(11) 03/09/2025 Class A Common Stock 17,982 $0.00 17,982 D
Restricted Stock Units(6) $0.00 03/09/2023 A 17,982 03/09/2024(11) 03/09/2025 Class A Common Stock 17,982 $0.00 17,982 D
Restricted Stock Units(7) $0.00 03/09/2023 A 35,963 03/09/2024(11) 03/09/2025 Class A Common Stock 35,963 $0.00 35,963 D
Restricted Stock Units(8) $0.00 03/09/2023 A 35,963 03/09/2024(11) 03/09/2025 Class A Common Stock 35,963 $0.00 35,963 D
Restricted Stock Units(9) $0.00 03/09/2023 A 35,963 03/09/2024(11) 03/09/2025 Class A Common Stock 35,963 $0.00 35,963 D
1. Name and Address of Reporting Person*
Blatherwick Nell M.

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Nelson Andrew Rowan

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Thomas P. Danis, Jr. Revocable Living Trust dated March 10, 2003

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Jon I. Madorsky Revocable Trust dated December 1, 2008

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Abell Alexander I.

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
1. Name and Address of Reporting Person*
McCoy David M.

(Last) (First) (Middle)
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600

(Street)
DALLAS TX 75205

(City) (State) (Zip)
Explanation of Responses:
1. This Form 4 is being filed on behalf of (i) Nell M. Blatherwick, (ii) Andrew R. Nelson, (iii) the Charles K. Huebner Trust (the "Huebner Trust") and Charles K. Huebner, as trustee of the Huebner Trust, (iv) the Thomas P. Danis Revocable Living Trust (the "Danis Trust") and Thomas P. Danis, as trustee of the Danis Trust, (v) the Jon I. Madorsky Revocable Trust (the "Madorsky Trust") and Jon I. Madorsky, as trustee of the Madorsky Trust, (vi) Alexander I. Abell, and (vii) David M. McCoy (collectively, the "Reporting Persons"). The Reporting Persons may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock.
2. (Continued from Footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer held by each other Reporting Person, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are beneficial owners of the securities of the Issuer reported herein. The securities reported herein do not include shares of Class B Common Stock that may be held by the Reporting Persons or securities held by any other group member other than the Reporting Persons.
3. Line item reflects ownership and transactions for N. Blatherwick.
4. Line item reflects ownership and transactions for A. Nelson
5. Line item reflects ownership and transactions for, and these securities are held directly by, C. Huebner
6. Line item reflects ownership and transactions for, and these securities are held directly by, T. Danis.
7. Line item reflects ownership and transactions for, and these securities are held directly by, J. Madorsky.
8. Line item reflects ownership and transactions for A.Abell.
9. Line item reflects ownership and transactions for D. McCoy.
10. Options cliff-vest five years from the date of grant, subject to continuous employment through the vesting date and earlier vesting upon the occurrence of certain events.
11. Restricted stock units vest one year from the date of grant, subject to continuous employment through the vesting date.
Remarks:
Members of 10% ownership group. See Footnote (1).
/s/Amanda Coussens, Attorney in Fact for the Reporting Persons 03/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.